Richard Albert Borkowski

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Lincoln Investment
  Vista, CA

Other Businesses

BORKOWSKI FINANCIAL SERVICES POSITION: Business owner, Agent NATURE: Fixed insurance business, Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 08/10/2016 ADDRESS: 1112 Pleasant Run Rd, Crawford TX 76638, United States DESCRIPTION: Sales, solicitation and service for fixed products. DBA for Lincoln business Faustino Distributors Inc. Position: Owner Nature: Distribution of goods sold to the public Investment Related: No Hours: 80 Securities Trading Hours: 40 Start Date: 12/1/2025 Address: 1112 Pleasant Run Rd Crawford, Texas 76638 Description: Owner and operator of a distribution company offering various goods to the public.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-05
• S63 Uniform Securities Agent State Law Examination
  2003-07-02