James Arvid Marks

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-05-08
OH	RA	APPROVED	2025-05-08
UT	RA	APPROVED	2025-05-08
CA	RA	APPROVED	2025-05-07
MD	RA	APPROVED	2025-05-07
MI	RA	APPROVED	2025-05-07
NY	RA	APPROVED	2025-05-07
NC	RA	APPROVED	2025-05-07
SC	RA	APPROVED	2025-05-07
TX	RA	APPROVED	2025-05-07
VA	RA	APPROVED	2025-05-07
PA	RA	APPROVED	2024-10-17

FL RA
APPROVED

Since 2025-05-08
OH RA
APPROVED

Since 2025-05-08
UT RA
APPROVED

Since 2025-05-08
CA RA
APPROVED

Since 2025-05-07
MD RA
APPROVED

Since 2025-05-07
MI RA
APPROVED

Since 2025-05-07
NY RA
APPROVED

Since 2025-05-07
NC RA
APPROVED

Since 2025-05-07
SC RA
APPROVED

Since 2025-05-07
TX RA
APPROVED

Since 2025-05-07
VA RA
APPROVED

Since 2025-05-07
PA RA
APPROVED

Since 2024-10-17

Branch Locations

444 Liberty Avenue, 19Th Floor, Pittsburgh, PA 15222 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-08-15

PA RA
APPROVED

Since 2019-08-15

Branch Locations

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

444 Liberty Avenue, 19Th Floor, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citizens Bank	Pittsburgh	PA	02/2011	Present
Citizens Securities	Pittsburgh	PA	10/2012	12/2019
Citizens Securites, Inc.	Pittsburgh	PA	10/2024	Present
Citizens Private Wealth	Pittsburgh	PA	08/2019	Present

02/2011 → Present

Citizens Bank

Pittsburgh, PA
10/2012 → 12/2019

Citizens Securities

Pittsburgh, PA
10/2024 → Present

Citizens Securites, Inc.

Pittsburgh, PA
08/2019 → Present

Citizens Private Wealth

Pittsburgh, PA

Previous Registrations

2013-03-08 → 2020-01-08

Citizens Securities, Inc.

Pittsburgh, PA

Plymouth Meeting, PA

Conshohocken, PA

Washington, PA
2007-07-02 → 2010-04-07

Bny Mellon Securities Corporation

Pittsburgh, PA

Pittsburgh, PA
2006-04-10 → 2007-07-02

Mbsc, Llc

Pittsburgh, PA

Pittsburgh, PA

Pittsburgh, PA

New York, NY

Other Businesses

Women's Center & Shelter of Greater Pittsburgh - Finance & Investment Committee Member. Review financials and investment performance; zero compensation; 0.5 hours monthly; start date: March 2020.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-05-16
S66	Uniform Combined State Law Examination	2016-10-25

S63 Uniform Securities Agent State Law Examination

2025-05-16
S66 Uniform Combined State Law Examination

2016-10-25

Designations

Other Names

L.J. A Marks

View on SEC IAPD