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Nathan Micah Barham

Perspective Advisors, LLC

Bartlesville, OK

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Current Employers
Perspective Advisors, Llc

612 Se Frank Phillips Blvd, Bartlesville, OK 74006 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-05-26
KS RA APPROVED 2021-07-22
TX RA APPROVED_RES 2019-11-10
OK RA APPROVED 2019-05-21
  • MO RA
    APPROVED
    Since 2022-05-26
  • KS RA
    APPROVED
    Since 2021-07-22
  • TX RA
    APPROVED_RES
    Since 2019-11-10
  • OK RA
    APPROVED
    Since 2019-05-21

Branch Locations

1740 Se Washington Blvd, Bartlesville, OK 74006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sutterfield Financial Group, Inc. Bartlesville OK 05/2002 04/2019
Aig American General Life Company Bartlesville OK 07/2003 Present
Purshe Kaplan Sterling Investments Albany NY 12/2007 Present
Perspective Management Company, Llc Bartlesville OK 04/2019 Present
Elevate By Perspective Gp, Llc Bartlesville OK 06/2024 Present
  • 05/2002 → 04/2019
    Bartlesville, OK
  • 07/2003 → Present
    Aig American General Life Company
    Bartlesville, OK
  • 12/2007 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 04/2019 → Present
    Perspective Management Company, Llc
    Bartlesville, OK
  • 06/2024 → Present
    Elevate By Perspective Gp, Llc
    Bartlesville, OK
Previous Registrations
Other Businesses

1. IJN WEAR, INC., CHRISTIAN APPAREL SALES, NOT INVESTMENT RELATED, COMMENCED 7/31/08, CORP, 5 HOURS/MONTH, NO TIME IS SPENT DURING THE WORKDAY, 100% OWNERSHIP. 2) Ray of Hope. Not Investment Related. 307 South Seneca, Bartlesville, OK 74003. Child Advocacy Center. Director, Board of Directors. 05/2016. 2 Hrs/Mo; 0 During Trading Hours. Serve on Board of Directors. 8)YMCA OF BARTLESVILLE; NOT INVESTMENT RELATED;101 NE OSAGE BARTLESVILLE, OK 74003; BOARD MEMBER; 06/2017; 2 HOURS/MONTH; 1 HOUR/MONTH DURING SECURITIES HOURS; PERFORM BOARD MEMBER DUTIES AND RESPONSIBILITIES 3) Agent; Fixed Life & Health Insurance Sales, DBA Perspective Insurance Solutions; Investment Related: No; Location: 1740 SE Washington Blvd., Bartlesville, OK, USA, 74006; Description of the business: Fixed life insurance and health insurance sales; Responsibilities Duties: Fixed life insurance and health insurance sales; Start date with business: 2020-01-01; Hours devoted to business during trading hours: 8; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1; 4) Name of outside business: Elevate by Perspective GP, LLC; Is the business investment related: Yes; Location of the business: 612 SE Frank Phillips Blvd. Bartlesville Oklahoma 74003 US; Description of the business: Elevate by Perspective GP, LLC serves as the general partner for Elevate by Perspective, LP; Position Title: Manager; Responsibilities Duties: Selecting and overseeing the fund's service providers as well as the fund's investment manager; Start date with business: 2024-06-01; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 5;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-08
S63 Uniform Securities Agent State Law Examination 2003-06-20
  • S65 Uniform Investment Adviser Law Examination
    2007-02-08
  • S63 Uniform Securities Agent State Law Examination
    2003-06-20

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