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612 Se Frank Phillips Blvd, Bartlesville, OK 74006 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-05-26 |
| KS | RA | APPROVED | 2021-07-22 |
| TX | RA | APPROVED_RES | 2019-11-10 |
| OK | RA | APPROVED | 2019-05-21 |
Branch Locations
1740 Se Washington Blvd, Bartlesville, OK 74006 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sutterfield Financial Group, Inc. | Bartlesville | OK | 05/2002 | 04/2019 |
| Aig American General Life Company | Bartlesville | OK | 07/2003 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 12/2007 | Present |
| Perspective Management Company, Llc | Bartlesville | OK | 04/2019 | Present |
| Elevate By Perspective Gp, Llc | Bartlesville | OK | 06/2024 | Present |
1. IJN WEAR, INC., CHRISTIAN APPAREL SALES, NOT INVESTMENT RELATED, COMMENCED 7/31/08, CORP, 5 HOURS/MONTH, NO TIME IS SPENT DURING THE WORKDAY, 100% OWNERSHIP. 2) Ray of Hope. Not Investment Related. 307 South Seneca, Bartlesville, OK 74003. Child Advocacy Center. Director, Board of Directors. 05/2016. 2 Hrs/Mo; 0 During Trading Hours. Serve on Board of Directors. 8)YMCA OF BARTLESVILLE; NOT INVESTMENT RELATED;101 NE OSAGE BARTLESVILLE, OK 74003; BOARD MEMBER; 06/2017; 2 HOURS/MONTH; 1 HOUR/MONTH DURING SECURITIES HOURS; PERFORM BOARD MEMBER DUTIES AND RESPONSIBILITIES 3) Agent; Fixed Life & Health Insurance Sales, DBA Perspective Insurance Solutions; Investment Related: No; Location: 1740 SE Washington Blvd., Bartlesville, OK, USA, 74006; Description of the business: Fixed life insurance and health insurance sales; Responsibilities Duties: Fixed life insurance and health insurance sales; Start date with business: 2020-01-01; Hours devoted to business during trading hours: 8; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1; 4) Name of outside business: Elevate by Perspective GP, LLC; Is the business investment related: Yes; Location of the business: 612 SE Frank Phillips Blvd. Bartlesville Oklahoma 74003 US; Description of the business: Elevate by Perspective GP, LLC serves as the general partner for Elevate by Perspective, LP; Position Title: Manager; Responsibilities Duties: Selecting and overseeing the fund's service providers as well as the fund's investment manager; Start date with business: 2024-06-01; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 5;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-20 |
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