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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-03-31 |
Branch Locations
104 Executive Dr, Highland, IL 62249-1269 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc. | Highland | IL | 02/2005 | 03/2023 |
| Kestra Advisory Services, Llc. | Highland | IL | 04/2016 | 03/2023 |
| Lpl Financial | Highland | IL | 03/2023 | Present |
1) 03/31/2023 - Lucco Financial Partners / DBA for LPL Business (entity for LPL business) / Investment Related / At Reported Business Location(s) - Start date: 02/03/2003 - 4hrs/mnth 1 hr during trading 2) 03/31/2023 - Mike Fiffel Financial Management / Business Entity For Tax / Financial Advisor / Investment Purposes Only / Highland, IL 62249 / Start date 03/01/2016 / 4 Hours per month 0hrs during trading 3) 03/31/2023 - Non-Variable Insurance Trails / Investment Related / Highland, IL 62249 / Start date 3/1/2003 / 2 Hours per month 4 - 10/24/2025 - Riffel Strategic Wealth - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Inv rel - Start date: 01/01/2026 300hrs/mnth 8 hrs during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-03 |
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