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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-10-27 |
Branch Locations
201 South College Street Suite #2250, Charlotte, NC 28244 • United States
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonecrest Capital Markets Inc. | Charlotte | NC | 02/2006 | 01/2017 |
| Kingfisher Capital, Llc | Charlotte | NC | 06/2009 | 10/2023 |
| Mercer Global Advisors Inc. | Charlotte | NC | 10/2023 | 12/2025 |
| Mercer Global Advisors Inc. | Charlotte | NC | 01/2026 | Present |
1. Queens University of Charlotte; not investment-related; 1900 Selwyn Ave, Charlotte, NC 28274; Board of Visitors - group comprised of local community members who support and enhance the academic, co-curricular, athletic, and cultural life of Queens; Member of the Board of Visitors; 10/2020; 0 hrs/month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-17 |
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