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69 Winn Street, Burlington, MA 01803 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Burlington | MA | 05/2020 | Present |
| Sun Life Financial | Wellesley | MA | 06/2013 | 04/2019 |
| Unemployed | Nashua | NH | 04/2019 | 05/2020 |
(1) Name of Business: NEFPG, LLC Address: 69 Winn St, Burlington, MA, 01803-4806, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/01/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Client services for RIA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-03 |
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