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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-05-06 |
| TX | RA | APPROVED_RES | 2021-09-14 |
| IL | RA | APPROVED | 2009-09-01 |
Branch Locations
931 N Plum Grove Rd, Schaumburg, IL 60173-4767 • United States
Hilton Head Island, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Schaumburg | IL | 08/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Schaumburg | IL | 03/2020 | Present |
Business Ownership; S&P Financial Group, Ltd; Owner; Tax Preparation; 931 N Plum Grove Rd, , Schaumburg, IL, 60173; Not Investment-Related; 06/23/2004; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; S&P Financial Group Ltd; Owner; Tax Preparation; 931 N Plum Grove Rd, , Schaumburg, IL, 60173; Not Investment-Related; 11/19/2025; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-26 |
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