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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | El Paso | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | El Paso | TX | 11/2016 | 04/2023 |
| Wells Fargo Advisors Financial Network, Llc | El Paso | TX | 04/2023 | Present |
FORDWIN TX, LLC, INV RELATED, EL PASO, TX, 50% OWNER/OFFICER, START: 8/1/2016, 3 HOURS PER MONTH/0 DURING TRADING, DUTIES: OWNER. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; PALMYRA, PA; START DATE 1/2004; 3 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY, INV RELATED, EL PASO, TX, 100% OWNERSHIP, START 11/1/2022, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD. LEGACY WEALTH INVESTMENT GROUP; NOT INV RELATED; EL PASO, TX; FINANCIAL INVESTMENT COMPANY;100% OWNERSHIP; START DATE: 04/17/2023; 200 HRS PER MONTH; 200 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-09 |
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