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Walter Victor Usinowicz

Oppenheimer & Co. Inc.

Scottsdale, AZ

Carefree, AZ

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-04-19
TX RA APPROVED_RES 2016-11-17
CA RA APPROVED 2005-08-16
  • AZ RA
    APPROVED
    Since 2017-04-19
  • TX RA
    APPROVED_RES
    Since 2016-11-17
  • CA RA
    APPROVED
    Since 2005-08-16

Branch Locations

Scottsdale Kierland 1,14624 North Scottsdale Road Suite 190, Scottsdale, AZ 85254 • United States

Carefree, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Scottsdale AZ 08/2005 Present
Previous Registrations
  • 2003-05-27 → 2005-08-29
    Morgan Stanley Dw Inc.
    San Francisc, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-16
  • S66 Uniform Combined State Law Examination
    2003-04-16
Other Names
  • Walter Usinowicz
  • Walter Victor Usinowicz
  • Walter Victor Usinowicz Jr

View on SEC IAPD

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