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Rafael Hernandez

Moors & Cabot, Inc.

Boston, MA

Boston, MA

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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-08-15
  • CA RA
    APPROVED
    Since 2019-08-15

Branch Locations

One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc San Francisco CA 01/2010 12/2018
Wells Fargo Funds Management, Llc San Francisco CA 01/2010 02/2019
Wells Fargo Clearing Services, Llc Boston MA 02/2019 08/2019
Moors & Cabot Inc Boston MA 08/2019 Present
  • 01/2010 → 12/2018
    Wells Fargo Funds Distributor, Llc
    San Francisco, CA
  • 01/2010 → 02/2019
    Wells Fargo Funds Management, Llc
    San Francisco, CA
  • 02/2019 → 08/2019
    Wells Fargo Clearing Services, Llc
    Boston, MA
  • 08/2019 → Present
    Moors & Cabot Inc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-18
S63 Uniform Securities Agent State Law Examination 2000-03-16
  • S66 Uniform Combined State Law Examination
    2009-09-18
  • S63 Uniform Securities Agent State Law Examination
    2000-03-16

View on SEC IAPD

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GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
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ADVENT INTERNATIONAL, L.P. · BOSTON, MA
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