Richard Lynn Jenness

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 08/2022
  Sa Stone Wealth Management Inc
  Solsberry, IN
• 06/2016 → 08/2022
  Sa Stone Investment Advisor Inc
  Solsberry, IN
• 08/2022 → 12/2023
  Ameriprise Financial Services, Llc
  Lafayette, IN
• 12/2023 → Present
  Lpl Financial Llc
  Solsberry, IN

Previous Registrations

• 2022-08-22 → 2023-12-20
  Ameriprise Financial Services, Llc
  Lafayette, IN
• 2016-06-30 → 2022-08-23
  Stonex Advisors Inc.
  Bloomington, IN
  Birmingham, AL
  Solsberry, IN
• 2011-07-06 → 2016-06-30
  Intl Advisory Consultants Inc.
  Bloomington, IN
  Bloomington, IN
• 2009-09-21 → 2011-08-05
  Momentum Independent Network Inc.
  Dallas, TX
  Bloomington, IN
• 2008-01-01 → 2009-09-21
  Wells Fargo Clearing Services, Llc
  Bloomington, IN
• 2003-04-21 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Bloomington, IN
  Bloomington, IN
  St. Louis, MO

Other Businesses

1) 12/04/2023 - Restoration and Exteriors Corp - Salesman - Inv Rel - Indianapolis, IN - Start: 04/2024 - 10 Hr/Mth 2) 10/31/2024 - Oak Partners INC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/03/2024 - 40 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2003-04-17

Other Names

• Richard Lynn Jenness
• Richard L Jenness
• Richard Jenness
• Richard Lynn Jenness