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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-11-27 |
| TX | RA | APPROVED_RES | 2023-11-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wolfe Tax & Financial Service | Wabash | IN | 12/1999 | Present |
| American Portfolios | Wabash | IN | 06/2007 | 11/2023 |
| Lpl Financial Llc | Wabash | IN | 11/2023 | Present |
1) 09/2023 - Wolfe Tax & Financial Services, Inc - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent 2) 09/2023 - Notary - Notary - Inv. related - Wabash, IN - Notary - Start Date 11/01/2005 - 0hrs/month - 0% time spent 3) 09/2023 - Wolfe Tax & Financial Services, Inc- Tax Prep/Accounting/CPA - Inv. related - Wabash, IN - Tax Prep - Start Date 11/01/1999 -20hrs/month - 15% time spent 4) 09/2023 - Keiffer & Wolfe Business Services, Inc - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Wabash, IN - W2/Dividends for Tax Preparation - Start Date 11/1/1999 - 20hrs/month - 15% time spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-13 |
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