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Healthcare Community Securities Corp. CRD 36026
$5.06B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Empire Drive, Rensselaer, NY 12144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-20 |
Branch Locations
Shelby Township, MI • United States
One Empire Drive, Rensselaer, NY 12144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Consulting Services Support Corporation | Troy | MI | 04/1998 | 03/2018 |
| Cssc Investment Advisory Services | Troy | MI | 04/1998 | 03/2018 |
| Cssc Brokerage Services, Inc. | Troy | MI | 08/2006 | 03/2018 |
| Aurora Securities, Inc. | Troy | MI | 03/2018 | 12/2020 |
| Secure Asset Management | Troy | MI | 04/2018 | 12/2020 |
| Joseph Gunnar & Co., Llc | New York | NY | 02/2021 | 12/2021 |
| Compliance Risk Concepts | New York | NY | 12/2020 | Present |
| Mirae Asset Wealth Management | Los Angeles | CA | 10/2021 | 07/2022 |
| Firma Advisors | Alameda | CA | 08/2021 | 09/2022 |
| Vf Securities | San Francisco | CA | 12/2021 | 03/2022 |
| Healthcare Community Securities Corporation | Rensselaer | NY | 01/2022 | Present |
| Briarcliffe Credit Partners, Llc | New York | NY | 01/2022 | 12/2023 |
| Acretrader Financial Llc | Fayetteville | AR | 08/2022 | 08/2024 |
| Stratcap Securities, Llc | New York | NY | 10/2024 | Present |
| Fca Capital Markets Llc | Denver | CO | 11/2025 | Present |
| Dundon Markets Llc | New York | NY | 03/2026 | Present |
1. COMPLIANCE RISK CONCEPTS; NOT INVESTMENT RELATED; 40 EXCHANGE PLACE, STE 402, NEW YORK, NY 10005; COMPLIANCE SUPPORT TO BD & IA FIRMS ; REGULATORY COMPLIANCE PROFESSIONAL; 12/2020; 160 HRS/MTH DURING SECURITIES TRADING HOURS; COMPLIANCE CONSULTING. 2. HEALTHCARE COMMUNITY SECURITIES CORP, INVESTMENT RELATED, ONE EMPIRE DR RENSSELAER NY 12144, DUAL REGISTERED BD & RIA, CCO, INDEPENDENT CONTRACTOR, 1/2022, 15-20 HRS, 15-20 HRS, COMPLIANCE OVERSIGHT 3. StratCap Securities, Investment Related, Greenwich, CT, Broker Dealer, Compliance Consultant, INDEPENDENT CONTRACTOR, 11/2024, 30-40 HRS/MTH DURING SECURITIES TRADING HOURS; COMPLIANCE Oversight. 4. FCA Capital Markets LLC, Investment Related; 240 St. Paul Street, Suite 400, Denver, CO, 80206; CEO and CCO; start date 11/17/25; 10-15 hours month/during trading. Compliance Oversight 5. Dundon Markets LLC, Investment Related, 565 5th Avenue, 16th Fl, New York NY 10017, CCO, start date 3/31/2026, 10-15 hours/month/during trading, Compliance Oversight
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-11-11 |
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