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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-10-13
  • FL RA
    APPROVED
    Since 2009-10-13

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 10/2009 Present
Previous Registrations
Other Businesses

(1)Name of Business: Rojaca Invesments LLC Address: 1211 Darlington Oak Cir NE, Saint Petersburg, FL, 33703, United States Activity Type: Rental Real Estate Position/Title: Officer - President Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I manage three rental properties. I inherited the duties upon my fathers passing. My mother is unable to manage them but receives all of the income.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-12
S63 Uniform Securities Agent State Law Examination 2006-10-20
  • S66 Uniform Combined State Law Examination
    2007-06-12
  • S63 Uniform Securities Agent State Law Examination
    2006-10-20
Other Names
  • Ronald J. Caffrey
  • Ronald J Caffrey
  • Ronald J Caffrey

View on SEC IAPD

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