Michael P Zoli

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

Manlius, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invest Financial Corp	Tampa	FL	11/2006	02/2018
Lpl Financial Llc	Manlius	NY	02/2018	Present

11/2006 → 02/2018

Invest Financial Corp

Tampa, FL
02/2018 → Present

Lpl Financial Llc

Manlius, NY

Previous Registrations

2006-11-29 → 2018-02-21

Invest Financial Corporation

Appleton, WI

Manlius, NY

Appleton, WI
2004-01-06 → 2006-11-30

Osaic Fa, Inc.

Syracuse, NY

Syracuse, NY

Other Businesses

1. 02/14/2018 - IVY FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LP - Owner - Time Spent 100%. 2. 02/14/2018 - No Business Name- Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 06/11/10 - 2 During Securities Trading. 3. 03/31/2025 - Ivy Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date: 03/27/2025 - 10 Hrs/Mth - 10 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-12-12

S66 Uniform Combined State Law Examination

2003-12-12

Designations

Certified Financial Planner

Other Names

Michael Zoli

View on SEC IAPD