Steven C Booth

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2020-03-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Linsco Private Ledger	Versailles	KY	12/2007	12/2017
Community Trust Bank	Versailles	KY	12/2007	12/2017
Investment Professionals, Inc.	San Antonio	TX	12/2017	08/2018
Ameriprise Financial Services, Inc.	Somerset	KY	08/2018	07/2019
Spectrum Financial Alliance	Nicholasville	KY	07/2019	02/2020
Edward Jones	St.LOuis	MO	02/2020	Present

2019-07-25 → 2020-06-05

Spectrum Financial Alliance, Ltd., L.L.C.

Nicholasville, KY
2018-06-22 → 2019-06-20

Ameriprise Financial Services, Llc

Somerset, KY
2017-12-07 → 2018-09-24

Investment Professionals, Inc.

Somerset, KY

Danville, KY

Bowling Green, KY
2011-12-05 → 2017-12-14

Lpl Financial Llc

Williamsburg, KY

Hazard, KY

London, KY

Hazard, KY

Williamsburg, KY

Lexington, KY

Pineville, KY

Middlesboro, KY

Clinton, TN

Lafollette, TN

Jacksboro, TN

Corbin, KY

London, KY

Williamsburg, KY

Jenkins, KY

Hazard, KY

Hazard, KY

Hazard, KY

Hazard, KY

Jeremiah, KY

Neon, KY

Whitesburg, KY

Whitesburg, KY

Middlesboro, KY

Lafollette, TN

Middlesboro, KY

Middlesboro, KY

Pineville, KY

Clinton, TN

Jacksboro, TN

Lafollette, TN

London, KY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-03
S63	Uniform Securities Agent State Law Examination	2003-03-10

Other Firms