Lashawn Chantel Hayes

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-04-21
TX	RA	APPROVED	2017-04-21

CA RA
APPROVED

Since 2017-04-21
TX RA
APPROVED

Since 2017-04-21

Branch Locations

1111 Coast Village Road, Montecito, CA 93108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Santa Barbara	CA	01/2015	04/2017
Morgan Stanley	Montecito	CA	04/2017	Present

01/2015 → 04/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Barbara, CA
04/2017 → Present

Morgan Stanley

Montecito, CA

Previous Registrations

2015-02-04 → 2017-04-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Barbara, CA

Santa Barbara, CA
2013-11-25 → 2015-01-21

D.A. Davidson & Co.

Santa Barbara, CA
2013-11-04 → 2013-11-25

Crowell Weedon & Co.

Santa Barbara, CA
2013-05-14 → 2013-11-04

Crowell, Weedon & Co.

Santa Barbara, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-05-13

S66 Uniform Combined State Law Examination

2013-05-13

Other Names

Lashawn Chantel Hayes
Lashawn Chantel Barrios-Hayes
Lashawn Chantel Castro
Lashawn Chantel Barrios

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC

MANCHESTER CAPITAL MANAGEMENT LLC

WATCHFIRE VENTURES, LLC

SOHO FINANCIAL SERVICES LLC

LPL FINANCIAL LLC

RBC SECURITIES, INC

LAGUNA CAPITAL MANAGEMENT, INC.

CREATIVEONE WEALTH, LLC

Other Investors

Alexander James Puziol

CORY JAMES BOGGS

PHILIP TODD KIRSHMAN

FRANK THOMAS TROISE

JEFFRY LAWRENCE PITTMAN

Other Offices

J.P. MORGAN SECURITIES LLC · MONTECITO, CA

MANCHESTER CAPITAL MANAGEMENT LLC · Montecito, CA

MANCHESTER CAPITAL MANAGEMENT LLC · Montecito, CA

MANCHESTER CAPITAL MANAGEMENT LLC · Montecito, CA

WATCHFIRE VENTURES, LLC · MONTECITO, CA

SOHO FINANCIAL SERVICES LLC · MONTECITO, CA

LPL FINANCIAL LLC · MONTECITO, CA

RBC SECURITIES, INC · Montecito, CA

More in Montecito, CA

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