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Roger Dean Elliott

Elliott Capital Management, Inc.

CRD 4631183

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Employer firm

Elliott Capital Management, Inc. CRD 123852

$12.6M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • TAX PREPARATION

From the firm’s Form ADV. Read the guides:

Current Employers
Elliott Capital Management, Inc.

202 N. Center Street Suite 1-West, Bloomington, IL 61701-3901 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2003-03-24
  • IL RA
    APPROVED
    Since 2003-03-24

Branch Locations

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elliott Capital Management, Inc. Bloomington IL 01/2000 Present
Previous Registrations
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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