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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-27 |
| MO | RA | APPROVED | 2010-05-04 |
Branch Locations
1034 South Bishop Avenue, Rolla, MO 65401 • United States
1935 East Battlefield Rd Suite C, Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel,Nicolaus & Company Inc | Rolla | MO | 07/2009 | Present |
1. Premier Health Center LLC; Progress Dr, Sullivan, MO 63081; Health Care; Member/Investor; Pay vendors/make deposits; 10/01/2000; 10 Hours per Month; Not during securities trading hours; Not Investment-Related. 2. C. Peters Properties LLC; Progress Drive, Sullivan, MO 63080; Rental properties; Member; Maintain rental properties; 06/09/2000; 50 Hours per Year; Not during securities trading hours, Investment-Related. 3. Missouri Possum Radio; 411 Scottsdale Dr, Sullivan, MO 63080; Streaming radio station; News Director; Provide daily headline news articles and read them on air. Occasionally provide voiceover work for commercials; 11/16/2021; 1 Hour per Week; Not during securities trading hours, Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-18 |
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