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David Rae

Drm Wealth Management

Palm Springs, CA

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Current Employers
Drm Wealth Management

Palm Springs, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2017-09-11
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2017-09-11

Branch Locations

Palm Springs, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Trilogy Financial Services Culver City CA 02/2003 Present
National Planning Coporation Culver City CA 02/2003 06/2017
Trilogy Capital Inc Torrance CA 01/2016 Present
Drm Wealth Management Los Angeles CA 06/2017 Present
  • 02/2003 → Present
    Trilogy Financial Services
    Culver City, CA
  • 02/2003 → 06/2017
    National Planning Coporation
    Culver City, CA
  • 01/2016 → Present
    Trilogy Capital Inc
    Torrance, CA
  • 06/2017 → Present
    Drm Wealth Management
    Los Angeles, CA
Previous Registrations
  • 2016-01-13 → 2017-10-20
    Trilogy Capital, Inc.
    Torrance, CA
    Irvine, CA
  • 2004-09-08 → 2017-06-13
    National Planning Corporation
    Torrance, CA
    Torrance, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-01
S63 Uniform Securities Agent State Law Examination 2003-03-22
  • S66 Uniform Combined State Law Examination
    2004-07-01
  • S63 Uniform Securities Agent State Law Examination
    2003-03-22
Designations

View on SEC IAPD

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