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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-01-19
  • TN RA
    APPROVED
    Since 2012-01-19

Branch Locations

124 N. Main Street, Greeneville, TN 37743 • United States

555 N Ocoee St, Cleveland, TN 37311 • United States

4425 N Ocoee St., Cleveland, TN 37312 • United States

435 W First N St, Morristown, TN 37659 • United States

1551 E Jackson Blvd, Jonesborough, TN 37659 • United States

2105 W Mountcastle Dr, Johnson City, TN 37601 • United States

1102 W Main St, Greeneville, TN 37743 • United States

1660 E Andrew Johnson Hwy, Greeneville, TN 37745 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2003 Present
Lpl Financial Llc Greeneville TN 07/2011 Present
  • 01/2003 → Present
    Edward Jones
    St Louis, MO
  • 07/2011 → Present
    Greeneville, TN
Other Businesses

1. 06/01/2011-DBA ONLY-ANDREW JOHNSON INVESTMENT SERVICES 2. 06/09/2014 - NON-VARIABLE INSURANCE - INSURANCE AGENT, ANDREW JOHNSON INSURANCE SERVICES - TIME SPENT 5 HOURS PER MONTH - GREENEVILLE, TN

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-18
S63 Uniform Securities Agent State Law Examination 2003-06-05
  • S65 Uniform Investment Adviser Law Examination
    2012-01-18
  • S63 Uniform Securities Agent State Law Examination
    2003-06-05
Other Names
  • Charles Wagner

View on SEC IAPD

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