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Prinya Sommala

Morgan Stanley

Naples, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-06
TX RA APPROVED_RES 2022-09-06
  • FL RA
    APPROVED
    Since 2022-09-06
  • TX RA
    APPROVED_RES
    Since 2022-09-06

Branch Locations

8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Naples FL 03/2015 09/2022
Morgan Stanley Smith Barney Llc Naples FL 09/2022 Present
Morgan Stanley Private Bank, N.A New York NY 10/2022 Present
  • 03/2015 → 09/2022
    J.P. Morgan Securities Llc
    Naples, FL
  • 09/2022 → Present
    Morgan Stanley Smith Barney Llc
    Naples, FL
  • 10/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2015-03-25 → 2022-09-03
    J.P. Morgan Securities Llc
    Marco Island, FL
    Naples, FL
    Naples, FL
    Marco Island, FL
    Naples, FL
    Bonita Springs, FL
    Englewood, FL
    Fort Myers, FL
    Norwalk, CT
    Naples, FL
    Naples, FL
    Naples, FL
  • 2013-02-21 → 2015-03-12
    Santander Securities Llc
    Framingham, MA
    Needham, MA
    Worcester, MA
    Needham, MA
    Chestnut Hill, MA
    Wellesley, MA
    West Newton, MA
    Newton, MA
    Newtonville, MA
    West Roxbury, MA
    Chestnut Hill, MA
    Boston, MA
    West Roxbury, MA
    Newtonville, MA
    Newton, MA
    West Newton, MA
    Marlboro, MA
  • 2011-03-21 → 2013-01-28
    Citizens Securities, Inc.
    Medford, MA
    Watertown, MA
    Watertown, MA
    Everett, MA
    Malden, MA
    Allston, MA
    Somerville, MA
    Hyde Park, MA
    Cambridge, MA
    Medford, MA
    Roslindale, MA
    Cambridge, MA
    Chelsea, MA
    East Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-15
S63 Uniform Securities Agent State Law Examination 2003-04-03
  • S66 Uniform Combined State Law Examination
    2011-03-15
  • S63 Uniform Securities Agent State Law Examination
    2003-04-03

View on SEC IAPD

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Other Investors

JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN
SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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