Kevin Chew

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 06/2021
  J.P. Morgan Securities Llc
  San Francisco, CA
• 06/2021 → Present
  Cuna Mutual Group
  Waverly, IA
• 06/2021 → Present
  Cuna Brokerage Services, Inc
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  San Francisco, CA

Previous Registrations

• 2021-07-01 → 2022-05-18
  Cuna Brokerage Services, Inc.
  San Francisco, CA
• 2012-10-01 → 2021-06-23
  J.P. Morgan Securities Llc
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2010-07-21 → 2012-10-01
  Chase Investment Services Corp.
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2003-08-05 → 2009-03-02
  Strategic Advisers Llc
  Burlingame, CA

Other Businesses

1. 05-18-2022-The Police Wealth Management Services- Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

• S66 Uniform Combined State Law Examination
  2003-07-25

Other Names

• Kevin R. Chew