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Ricardo Bekin

Ativo Capital Management, LLC

Chicago, IL

CRD 4630407

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Employer firm

Ativo Capital Management, LLC CRD 125303

$863M regulatory AUM 6 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • MODEL PORTFOLIO DELIVERY

From the firm’s Form ADV. Read the guides:

Current Employers
Ativo Capital Management, Llc

120 N Lasalle Street Suite 1160, Chicago, IL 60602-2493 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2003-03-07
  • IL RA
    APPROVED
    Since 2003-03-07

Branch Locations

120 N Lasalle Street Suite 1160, Chicago, IL 60602-2493 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ativo Capital Management, Llc Chicago IL 08/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-23
S66 Uniform Combined State Law Examination 2001-03-21
  • S65 Uniform Investment Adviser Law Examination
    2002-10-23
  • S66 Uniform Combined State Law Examination
    2001-03-21

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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