Mark Anthony Pruitt

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Strategic Estate Planning Services
  Carrollton, TX
• 06/2015 → 02/2017
  Global Financial Private Capital, Llc
  Sarasota, FL
• 02/2017 → Present
  Ae Wealth Management, Llc
  Topeka, KS

Previous Registrations

• 2015-07-01 → 2017-02-16
  Global Financial Private Capital, Inc.
  Dallas, TX
  Sarasota, FL

Other Businesses

1) Strategic Estate Planning Services, Inc. Investment Related. 18333 Preston Rd, Suite 535. Insurance Sales. Owner/President. 03/2005. 80 hours per month. 80 hours per month during securities trading hours. Insurance Professional. 2) Secure Investment Management, LLC. Investment Related. 3067 W Ina Rd. Suite 125 Tucson, AZ 85741. Securities. Investment Adviser Representative. 01/2016. 10 hours per month. 10 hours per month during securities trading hours. Sales. 3) Board Member for Mustang Ridge Office Complex; Not Investment Related; 4425 Plano Pkwy Ste 101 Carrollton, TX 75010; HOA; Board Member; 1/2024; 2hrs/Mo; 2hrs/Mo during Securities Trading Hours; Voting on repairs that need to be done.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-05-11
• S63 Uniform Securities Agent State Law Examination
  2000-02-17