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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-03-15 |
Branch Locations
4425 Plano Pkwy Ste 101, Carrollton, TX 75010 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Estate Planning Services | Carrollton | TX | 03/2005 | Present |
| Global Financial Private Capital, Llc | Sarasota | FL | 06/2015 | 02/2017 |
| Ae Wealth Management, Llc | Topeka | KS | 02/2017 | Present |
1) Strategic Estate Planning Services, Inc. Investment Related. 18333 Preston Rd, Suite 535. Insurance Sales. Owner/President. 03/2005. 80 hours per month. 80 hours per month during securities trading hours. Insurance Professional. 2) Secure Investment Management, LLC. Investment Related. 3067 W Ina Rd. Suite 125 Tucson, AZ 85741. Securities. Investment Adviser Representative. 01/2016. 10 hours per month. 10 hours per month during securities trading hours. Sales. 3) Board Member for Mustang Ridge Office Complex; Not Investment Related; 4425 Plano Pkwy Ste 101 Carrollton, TX 75010; HOA; Board Member; 1/2024; 2hrs/Mo; 2hrs/Mo during Securities Trading Hours; Voting on repairs that need to be done.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-17 |
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