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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-07-08 |
| TX | RA | APPROVED_RES | 2017-08-14 |
Branch Locations
60 State St, Suite 2100, Boston, MA 02109 • United States
Reading, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Boston | MA | 06/2009 | 06/2017 |
| Ameriprise Financial Services Inc | Boston | MA | 06/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Boston | MA | 03/2020 | Present |
Outside Employment; JCrew Factory; Store Associate - Register, standardizing clothes, folding, customer service; ; 75 Middlesex Turnpike, , Burlington, MA, 1803; Not Investment-Related; 11/07/2022; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-29 |
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