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Lauren Michelle King

Compass Advisors

Melville, NY

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Current Employers
Compass Advisors

155 Pinelawn Road Suite 210 N, Melville, NY 11747 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-04
TX RA APPROVED 2019-02-25
  • NY RA
    APPROVED
    Since 2021-06-04
  • TX RA
    APPROVED
    Since 2019-02-25

Branch Locations

155 Pinelawn Road Suite 210 N, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Plainview NY 09/2010 03/2017
Compass Advisory Group Llc D/B/A Compass Advisors Melville NY 05/2017 Present
Purshe Kaplan Sterling Investments, Inc Albany NY 05/2017 Present
  • 09/2010 → 03/2017
    Lpl Financial
    Plainview, NY
  • 05/2017 → Present
    Compass Advisory Group Llc D/B/A Compass Advisors
    Melville, NY
  • 05/2017 → Present
    Purshe Kaplan Sterling Investments, Inc
    Albany, NY
Previous Registrations
Other Businesses

1) LAUREN KING IS DUALLY-REGISTERED WITH COMPASS ADVISORY GROUP, LLC d/b/a COMPASS ADVISORS AND PURSHE KAPLAN STERLING INVESTMENTS, INC.. LAUREN KING HAS SERVED AS AN INVESTMENT ADVISOR REPRESENTATIVE FOR COMPASS ADVISORY GROUP, LLC AND A REGISTERED REPRESENTATIVE WITH PURSHE KAPLAN STERLING INVESTMENTS, INC. SINCE 05/2017. BUSINESS IS CONDUCTED FROM MELVILLE, NY. APPROXIMATELY 90% OF LAUREN KING'S TIME IS FOR SERVICES AS AN INVESTMENT ADVISOR REPRESENTATIVE AND THE BALANCE AS A REGISTERED REPRESENTATIVE. 2) Compass Advisory Group LLC d/b/a Compass Advisors;155 Pinelawn Road, Suite 210 N, Melville, NY 11747 Not Investment Related;3/2-Requested; non-variable insurance; managing partner; 05/2017; 10% time/month; 10% of time/month during securities trading hours; sell life, long term disability, long term care and fixed annuities through outside general agencies. 3)998 OCR, Suite 4 Corporation; Not investment related; 155 Pinelawn Road, Suite 210 N, Melville, NY 117473; Business entity for tax purposes; finance manager; 05/2017; 4 hours/month; 4 hours/month during securities trading hours; bookkeeping entity for firm expenses. 4) Lauren M. King, Inc.; Not Investment Related; 155 Pinelawn Road, Suite 210N, Melville, NY 11747; Holding Company; President; 11/2014; 0 hrs/mth; 0 hrs during trading; Holding account for tax purposes where I am the sole owner and employee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-20
  • S66 Uniform Combined State Law Examination
    2010-12-20
Designations
Other Names
  • Lauren Michelle Pastrich
  • Lauren Michelle Pastrich

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