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155 Pinelawn Road Suite 210 N, Melville, NY 11747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-04 |
| TX | RA | APPROVED | 2019-02-25 |
Branch Locations
155 Pinelawn Road Suite 210 N, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Plainview | NY | 09/2010 | 03/2017 |
| Compass Advisory Group Llc D/B/A Compass Advisors | Melville | NY | 05/2017 | Present |
| Purshe Kaplan Sterling Investments, Inc | Albany | NY | 05/2017 | Present |
1) LAUREN KING IS DUALLY-REGISTERED WITH COMPASS ADVISORY GROUP, LLC d/b/a COMPASS ADVISORS AND PURSHE KAPLAN STERLING INVESTMENTS, INC.. LAUREN KING HAS SERVED AS AN INVESTMENT ADVISOR REPRESENTATIVE FOR COMPASS ADVISORY GROUP, LLC AND A REGISTERED REPRESENTATIVE WITH PURSHE KAPLAN STERLING INVESTMENTS, INC. SINCE 05/2017. BUSINESS IS CONDUCTED FROM MELVILLE, NY. APPROXIMATELY 90% OF LAUREN KING'S TIME IS FOR SERVICES AS AN INVESTMENT ADVISOR REPRESENTATIVE AND THE BALANCE AS A REGISTERED REPRESENTATIVE. 2) Compass Advisory Group LLC d/b/a Compass Advisors;155 Pinelawn Road, Suite 210 N, Melville, NY 11747 Not Investment Related;3/2-Requested; non-variable insurance; managing partner; 05/2017; 10% time/month; 10% of time/month during securities trading hours; sell life, long term disability, long term care and fixed annuities through outside general agencies. 3)998 OCR, Suite 4 Corporation; Not investment related; 155 Pinelawn Road, Suite 210 N, Melville, NY 117473; Business entity for tax purposes; finance manager; 05/2017; 4 hours/month; 4 hours/month during securities trading hours; bookkeeping entity for firm expenses. 4) Lauren M. King, Inc.; Not Investment Related; 155 Pinelawn Road, Suite 210N, Melville, NY 11747; Holding Company; President; 11/2014; 0 hrs/mth; 0 hrs during trading; Holding account for tax purposes where I am the sole owner and employee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-20 |
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