Lee A Fuller

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → 09/2022
  Commonwealth Financial Network
  Waltham, MA
• 12/2005 → Present
  Fuller Financial Solutions
  Burlington, MA
• 09/2022 → 12/2024
  Cambridge Investment Research Inc.
  Fairfield, IA
• 09/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2005-12-09 → 2022-09-30
  Commonwealth Financial Network
  Burlington, MA
  Delray Beach, FL

Other Businesses

1) FULLER FINANCIAL SOLUTIONS / Delray Beach FL / 05/2005 / INSURANCE AGENT / INV REL / 1 HR/MO 1 HR TRADING 2) FULLER FINANCIAL SOLUTIONS, INC / Delray Beach FL / 01/2003 / PRESIDENT, DBA / INV REL / 160 HR/MO 160 HR TRADING 3) CIRA, Fairfield IA 52556, 10/2022, Investment Advisor Representative, manages client assets or prepares financial plans, INV-REL, 160 HO/MO - 120 HR/MO Trading. 4) 1112 OCEAN TERRACE CONDO ASSOCIATION, Delray Beach FL 33483, 12/2021, Board Member, Board Trustee, NIR, 4 HR/MO - 0 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-08
• S63 Uniform Securities Agent State Law Examination
  2003-04-01

Other Names

• Lee A Fuller