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Kevin Arthur Charter

Edward Jones

Mt Shasta, CA

CRD 4629876

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-08-22
CA RA APPROVED 2007-07-09
  • TX RA
    APPROVED
    Since 2014-08-22
  • CA RA
    APPROVED
    Since 2007-07-09

Branch Locations

414 N Mt Shasta Blvd, Mt Shasta, CA 96067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 01/2003 Present
Other Businesses

Charter Cattle Company Type of business: Agriculture Weed, CA Start date: 5/1/2016 Owner Hours per week: 10 Hours during trading: 0 I manage cattle. Hours worked occur on weekends. 414NMSBLVD, LLC. Type of business: BUSINESS RENTAL MOUNT SHASTA, CA Start date: 5/6/2019 MANAGER Hours per week: 0 Hours during trading: 0 Landlord of occupied building.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-06
S63 Uniform Securities Agent State Law Examination 2003-04-03
  • S66 Uniform Combined State Law Examination
    2007-07-06
  • S63 Uniform Securities Agent State Law Examination
    2003-04-03
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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