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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-26 |
| KY | RA | APPROVED | 2021-01-22 |
Branch Locations
4730 Village Square Drive Suite 110, Paducah, KY 42001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Paducah | KY | 05/2014 | 01/2021 |
| The Paducah Bank & Trust Co | Paducah | KY | 05/2014 | 01/2021 |
| Robert W Baird & Co | Paducah | KY | 01/2021 | Present |
Name/Address: United Way of Western KY 333 Broadway Paducah KY 42001 Start Date: 5/1/23 Hours Spent: 0-3 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Treasurer Non Investment Related Name/Address: Rental Property/ 14371 Old State Rd, Evansville, IN 47725 Start Date: 6/20/24 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner Non Investment Related Name/Address: GBB, LLC 578 Whitney Dr Paducah KY 42001 Start Date: 6/10/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-11 |
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