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Denise Marie Dalton

M. Kraus & Company

Shelburne, VT

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Current Employers
M. Kraus & Company

4076 Shelburne Road Building A, Suite 7-C, Shelburne, VT 05482 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-07
VT RA APPROVED 2001-03-27
  • TX RA
    APPROVED_RES
    Since 2017-08-07
  • VT RA
    APPROVED
    Since 2001-03-27

Branch Locations

4076 Shelburne Road Building A, Suite 7-C, Shelburne, VT 05482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M. Kraus & Company South Burlington VT 09/1996 Present
Other Businesses

AUTHOR/BOOKSELLER; NON-INVESTMENT RELATED; 261 FOUR WINDS ROAD, FERRISBURGH, VT 05456; START DATE- 02/2014; 10 HOURS A MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-01
  • S65 Uniform Investment Adviser Law Examination
    2001-03-01
Other Names
  • Denise Marie Carpenter
  • Denise Marie Danforth

View on SEC IAPD

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Other Investors

Braden Rob Prentice
TRAVIS BENJAMIN UNGER
KATHERINE HELENE STILL
AILEEN JANE KRAUS
CHRISTOPHER MICHAEL CAPANO
TINA M LAGROW
ANTOINE TROY WILLIAMS
KYLE TOMAS ABRAHAMOVICH

Other Offices

EDWARD JONES · SHELBURNE, VT
M. KRAUS & COMPANY · SHELBURNE, VT
ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC · SHELBURNE, VT
ADDISONMANAGEMENT, INC. · SHELBURNE, VT
POULOS ADVISORS, INC. · SOUTH BURLINGTON, VT
INTRACK INVESTMENT MANAGEMENT, INC. · SOUTH BURLINGTON, VT
STAGE 2 PLANNING PARTNERS LLC · S BURLINGTON, VT
EMG · SOUTH BURLINGTON, VT

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