Nora Anne Heaton

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 01/2019
  Deutsche Bank Securities Inc.
  New York, NY
• 01/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY

Previous Registrations

• 2005-03-25 → 2005-11-17
  Banc Of America Investment Services, Inc.
  Great Neck, NY

Exams

• S66 Uniform Combined State Law Examination
  2019-04-20

Other Names

• Nora Anne Heaton
• Nora Anne Heaton
• Nora Heaton