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Michael Jason Palmer

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Morris Plains, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-09-29
  • NJ RA
    APPROVED
    Since 2005-09-29

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

1689 Route 10, Morris Plains, NJ 07950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Summit NJ 03/2005 Present
Wells Fargo Advisors Llc Fair Lawn NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fair Lawn NJ 11/2016 Present
  • 03/2005 → Present
    Wachovia Bank, N.A.
    Summit, NJ
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Fair Lawn, NJ
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Fair Lawn, NJ
Previous Registrations
  • 2003-05-27 → 2004-04-30
    Morgan Stanley Dw Inc.
    Rockaway, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-12-16
S66 Uniform Combined State Law Examination 2003-05-07
  • S63 Uniform Securities Agent State Law Examination
    2005-12-16
  • S66 Uniform Combined State Law Examination
    2003-05-07
Other Names
  • Michael Palmer

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
UNITED SUCCESS WEALTH MANAGEMENT
TRANSAMERICA FINANCIAL ADVISORS, LLC

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KAUSHAL BHUPENDRA MAJMUDAR
Kevin R Walker
Renee OConnor
John Varghese Cholankeril
DUSHYANT PANDIT

Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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