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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2014-05-14
TX RA APPROVED 2014-05-13
  • SC RA
    APPROVED
    Since 2014-05-14
  • TX RA
    APPROVED
    Since 2014-05-13

Branch Locations

218 St James Avenue, Goose Creek, SC 29445 • United States

8450 East Dorchester Rd., North Charleston, SC 29420 • United States

1315 North Main Street, Summerville, SC 29483 • United States

690 Bacons Bridge Road, Summerville, SC 29485 • United States

317 Hwy 52, Monck'S Corner, SC 29461 • United States

5542 Memorial Blvd, St George, SC 29477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Summerville SC 05/2014 Present
South State Bank (Formerly: South Carolina Bank & Trust) Summerville SC 05/2014 Present
  • 05/2014 → Present
    Summerville, SC
  • 05/2014 → Present
    South State Bank (Formerly: South Carolina Bank & Trust)
    Summerville, SC
Previous Registrations
  • 2011-09-14 → 2014-05-16
    Sorrento Pacific Financial, Llc
    Summerville, SC
    San Diego, CA
  • 2006-10-05 → 2011-08-16
    Uvest Financial Services Group, Inc.
    Summerville, SC
    Charlotte, NC
Other Businesses

1. 5/27/2014: SOUTH STATE INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START DATE: 06/30/2014 - 160 Hours Per Month/130 Hours During Securities Trading - DBA owned by South State Bank.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-19
  • S66 Uniform Combined State Law Examination
    2001-10-19
Designations
  • Certified Financial Planner
Other Names
  • Ryan Brett Reeves

View on SEC IAPD

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