Leo Frederick Sage

Current Employers

Employment History

• 11/2011 → 11/2016
  Wells Fargo Advisors Llc
  Lantana, FL
• 11/2016 → 04/2018
  Wells Fargo Clearing Services, Llc
  Lantana, FL
• 04/2018 → Present
  Lpl Financial Llc
  Boca Raton, FL

Previous Registrations

• 2011-11-18 → 2018-05-02
  Wells Fargo Clearing Services, Llc
  Boynton Beach, FL
  West Palm Beach, FL
  Lake Worth, FL
  Boca Raton, FL
  Lake Worth, FL
  Lantana, FL
  Greenacres, FL
• 2009-10-23 → 2011-11-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boynton Beach, FL
  Palm Beach, FL
  West Palm Beach, FL
• 2008-12-03 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Boynton Beach, FL
  West Palm Beach, FL
• 2004-12-08 → 2008-12-02
  Wamu Investments, Inc.
  West Palm Beach, FL
  West Palm Beach, FL
  West Palm Beach, FL
  Palm Beach Gardens, FL
  West Palm Beach, FL
  West Palm Beach, FL
  West Palm Beach, FL
  West Palm Beach, FL
  Lake Worth, FL
  Greenacres, FL
  Boynton Beach, FL
  Boynton Beach, FL
  Boca Raton, FL
  Boca Raton, FL
  Lake Worth, FL
  Lantana, FL
  Boynton Beach, FL
• 2004-02-04 → 2004-09-14
  Pruco Securities, Llc.
  Coral Gables, FL

Other Businesses

1) 4/27/2018 - Gornitzky Sage Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/27/2018 - 120 Hours Per Month/6 Hours During Trading - Time Spent:100%. 2) 12/19/2018 - Welthvest - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/29/2018 - 5 Hours Per Month During Securities Trading. 3) 7/27/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 07/24/2020 - 10 Hours Per Month/5 Hour During Securities Trading. 4) 11/01/2023 - Great Valley Advisor Group Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/24/2023 - 150 Hours Per Month/ 140 Hours During Trading - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2003-09-02