Eric Neal Sawyer

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-09-01

TX RA
APPROVED

Since 2010-09-01

Branch Locations

Lubbock, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	09/2010	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	09/2010	Present

09/2010 → Present

Cambridge Investment Research, Inc

Fairfield, IA
09/2010 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2007-10-18 → 2010-09-07

Fsc Securities Corporation

Dallas, TX
2005-03-23 → 2008-05-22

Quest Capital Management, Inc.

Dallas, TX

Other Businesses

1) PEACEFIELD WEALTH SOLUTIONS, 1500 BROADWAY STE 1216 LUBBOCK TX, 09/2010, AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 10 HR/WK 10 HR/TRADING 2) TAX LAW SOLUTIONS, LLC 1550 LARIMER ST STE 530 DENVER CO, 10/2010, REFERRALS, TAX SERVICES, INV REL, 1 HR/WK 1 HR/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2010, AS ADVISORY REP OF A RIA. INV REL, 30 HR/WK 20 HR/TRADING 4) CE SPEAKER. LUBBOCK TX, 02/2015 AS SPEAKER WHO PROVIDES REQUIRED CFP BOARD ETHICS PRESENTATIONS FOR OTHER CERTIFIED FINANCIAL PLANNING CERTIFICANTS, 30 HR/YR 0 HR/TRADING 5) PEACEFIELD WEALTH SOLUTIONS, 1500 BROADWAY ST STE 1216 LUBBOCK TX, 06/2019. OWNER, PROVIDE ACCESS TO YOUREFOLIO.COM ONLINE SOFTWARE. NIR, 2 HR/WK 0 HR/TRADING 6) SPIRE OUTSOURCING, 1500 Broadway, Suite 1120, Lubbock TX 79401, United States, 02/01/2022, Director, Owner/Partner of a Business Entity, NIR, 96 HR/MO 48 HR/MO TRADING 7) SOUTH PLAINS TRUST & ESTATE COUNCIL, 5214 68TH STREET SUITE 100 LUBBOCK TX, 09/2024, TREASURER, PROFESSIONAL DEVELOPMENT ORGANIZATION, NIR, 2 HR/MO 0 HR/MO TRADING 8) TEXAS TECH UNIVERSITY, 2500 Broadway, Lubbock TX 79409, 01/2025, ADJUNCT PROFESSOR, TEACHING, NIR, 20 HR/MO - 8 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-03-22
S63	Uniform Securities Agent State Law Examination	2003-03-31

S65 Uniform Investment Adviser Law Examination

2005-03-22
S63 Uniform Securities Agent State Law Examination

2003-03-31

Designations

Certified Financial Planner

View on SEC IAPD