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One East Pratt Street Fifth Floor - East, Baltimore, MD 21202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-26 |
Branch Locations
200 Crescent Court, Dallas, TX 75201 • United States
One East Pratt Street Fifth Floor - East, Baltimore, MD 21202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 11/2015 | 02/2018 |
| Bank Of America, N.A. | Dallas | TX | 11/2015 | 02/2018 |
| Pnc Funds Distributor, Llc | Dallas | TX | 03/2018 | 02/2020 |
| Pnc Capital Advisors, Llc | Dallas | TX | 02/2018 | 02/2020 |
| Pnc Capital Markets, Llc | Pittsburgh | PA | 02/2020 | Present |
| Pnc Bank | Pittsburgh | PA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-07 |
| S65 | Uniform Investment Adviser Law Examination | 2010-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-29 |
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