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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-05-01 |
Branch Locations
2975 Dale Earnhardt Blvd, Kannapolis, NC 28083 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Securities, Inc. | Atlanta | GA | 01/2005 | 04/2018 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 04/2018 |
| Lpl Financial Llc | Kannapolis | NC | 04/2018 | Present |
| F&M Bank | Kannapolis | NC | 04/2018 | Present |
1)5/1/18- F&M Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related - at reported business location(s)- 100% 2)5/1/18- THIMBLES OF GRACE- Business Owner- Sewing baby quilts- Non-Inv. Related- New London, NC -15 hrs./mth- 20% 3) 08/31/2021 - Heirloom Floral - Not Investment Related - 40749 Ridenhour Rd., Richfield, NC 28137 - Outside/W-2 Employment - Floral Designer - Start Date: 08/30/2021 - 10 Hours Per Month/0 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-20 |
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