Christopher Robin Mollan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-12-03
MI	RA	APPROVED	2010-07-07

TX RA
APPROVED_RES

Since 2024-12-03
MI RA
APPROVED

Since 2010-07-07

Branch Locations

31731 Northwestern Hwy Ste 151W, Farmington Hills, MI 48334 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Farmington Hills	MI	04/2007	Present

04/2007 → Present

Lpl Financial, Llc

Farmington Hills, MI

Other Businesses

1. 01/24/2014 - MOLLAN FINANCIAL SERVICES, INC. - FOR ACCOUNTING PURPOSES ONLY - TIME SPENT 0% - FARMINGTON HILLS, MI 2. 10/16/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/05/2020 - 5 Hours Per Month/1 Hour During Securities Trading 3. 07/08/2022 - No Business Name - Not Investment Related - Home Based - Other - proof Reading a book, one time only. - Start Date - 07/05/2022 - 4 Hours Per Month/ 0 Hours During Securities Trading 4. 08/14/2023 - Other - Travel Agent for my trips only - Not Investment Related - Home Based/ Online - Start Date 08/16/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-08-13
S63	Uniform Securities Agent State Law Examination	2003-04-25

S66 Uniform Combined State Law Examination

2003-08-13
S63 Uniform Securities Agent State Law Examination

2003-04-25

View on SEC IAPD