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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc | Houston | TX | 05/2013 | 09/2016 |
| Raymond James & Associates, Inc. | Houston | TX | 09/2016 | 10/2023 |
| Raymond James Financial Services, Inc. | The Woodlands | TX | 10/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | The Woodlands | TX | 10/2023 | Present |
| Map Wealth Management Llc | Houston | TX | 10/2023 | Present |
| Pond Wealth Management | Spring | TX | 07/2023 | Present |
(1) Name of Business: Finance Committee of Frassati Catholic High School Address: 22151 Frassati Way, Spring, TX, 77389, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 06/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Volunteer Finance Committee member for financial matters related to North Houston Catholic High School DBA Frassati Catholic High School. Committee assists the Treasurer of the Board of Trustees. (2) Name of Business: MAP Wealth Management LLC Address: 59 N Glenwild Cir, Spring, TX, 77389, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/09/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member. Entity for supporting financial advisory activities. (3) Name of Business: Pond Wealth Management Address: 59 N Glenwild Cir, Spring, TX, 77389, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/31/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA for MAP Wealth Management. Managing Member. Entity for supporting financial advisory activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-31 |
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