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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-08-14
  • OH RA
    APPROVED
    Since 2009-08-14

Branch Locations

15 W. Central Ave, Delaware, OH 43015 • United States

229 S. Sandusky St., Delaware, OH 43015 • United States

120 West Fifth Street, Marysville, OH 43040 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Columbus OH 08/2009 Present
  • 08/2009 → Present
    Fifth Third Securities
    Columbus, OH
Previous Registrations
  • 2005-11-25 → 2009-07-15
    Chase Investment Services Corp.
    Columbus, OH
    Grove City, OH
    Worthington, OH
    Grove City, OH
Other Businesses

R Squared LLC - Galena, OH 43021 - rental property mgmt - member/owner - nominal hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-22
  • S66 Uniform Combined State Law Examination
    2005-11-22

View on SEC IAPD

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