Andrew Michael Combs

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Nuveen Securities, Llc
  Bingham Farms, MI
• 05/2015 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Previous Registrations

• 2011-06-28 → 2012-05-15
  William Blair
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2005-01-01 → 2010-06-04
  Van Kampen Advisors Inc
  Hermosa Beach, CA
  Houston, TX
  Oakbrook Terrace, IL

Other Businesses

SOCIETY OF FINANCIAL SERVICES PROFESSIONALS - DETROIT CHAPTER; MEMBER OF THE BOARD OF TRUSTEES; WILL ATTEND QUARTERLY BOARD MEETINGS AND PAY $250 IN DUES ANNUALLY; APPROXIMATELY 2 HOURS PER QUARTER; MEETINGS WILL BE CONDUCTED DURING WORK HOURS; WILL NOT CONFLICT WITH MY RESPONSIBILITIES AT NUVEEN; NO COMPENSATION; START DATE: 8/6/2018.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-05-28
• S66 Uniform Combined State Law Examination
  2004-12-21
• S63 Uniform Securities Agent State Law Examination
  2003-03-20

Other Names

• Andrew Combs
• Andrew M Combs