David Nathan Zerkle

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1999 → 12/2023
  Td Waterhous Investor Services, Inc.
  Carlsbad, CA
• 10/2022 → Present
  Charles Schwab & Co.
  Oceanside, CA

Previous Registrations

• 2003-09-12 → 2022-10-14
  Td Ameritrade, Inc.
  San Diego, CA
  Mission Viejo, CA
  Westlake, TX
  Westlake, TX
  Carlsbad, CA
  Carlsbad, CA
  San Diego, CA
• 2006-04-25 → 2009-01-26
  Td Ameritrade Investment Management, Llc
  Mission Viejo, CA
  Carlsbad, CA

Exams

• S66 Uniform Combined State Law Examination
  2003-08-07
• S63 Uniform Securities Agent State Law Examination
  2000-02-18

Other Names

• Dave Zerkle