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Joao Carlos Bastos

Citigroup Global Markets Inc.

Miami, FL

Miami Beach, FL

Hialeah, FL

Cutler Bay, FL

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-04-30
  • FL RA
    APPROVED
    Since 2019-04-30

Branch Locations

Citi Wealth Management, Sales 201 S. Biscayne Blvd, Suite 100, Miami, FL 33131 • United States

Cwm Retail, Sales 401 Arthur Godfrey Road, Miami Beach, FL 33140 • United States

Citi Retail Banking 1001 W. 49 Street, Hialeah, FL 33012 • United States

Cutler Bay, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Virginia Gardens FL 08/2014 04/2019
Space Coast Credit Union Virginia Gardens FL 08/2014 04/2019
Citigroup Miami FL 04/2019 Present
  • 08/2014 → 04/2019
    Lpl Financial Llc
    Virginia Gardens, FL
  • 08/2014 → 04/2019
    Space Coast Credit Union
    Virginia Gardens, FL
  • 04/2019 → Present
    Citigroup
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-11
S63 Uniform Securities Agent State Law Examination 2003-04-15
  • S65 Uniform Investment Adviser Law Examination
    2009-03-11
  • S63 Uniform Securities Agent State Law Examination
    2003-04-15

View on SEC IAPD

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