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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2003-06-06
  • OH RA
    APPROVED
    Since 2003-06-06

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

1201 Defiance St., Wapakoneta, OH 45895 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Palm Beach Gardens FL 01/2003 Present
Stroh, Johnson & Company, Llp Wapakoneta OH 11/1993 Present
  • 01/2003 → Present
    Palm Beach Gardens, FL
  • 11/1993 → Present
    Stroh, Johnson & Company, Llp
    Wapakoneta, OH
Other Businesses

1.STROH, JOHNSON & CO., SINCE 1979,MANAGING PARTNER, MANAGING CPA FIRM,200 HRS. MO.,40 HRS. MO. DURING SECURITIES TRADING. 2.Hauss Helms Foundation, 103 S Blackhoof st. Wapakoneta, OH 45895. Board Member, 103 S Blackhoof st. Wapakoneta, OH 45895. Non-investment related, 1-20% time spent on activity during non-securities hrs. 3. Water Tower Investments, Ltd, 1201 Definance St Wapakoneta, OH 45895. Real Estate partnership. Non-investment related, 1-20% time spent on activity during non-securities hrs. 4. Wapakoneta Area Community Foundation, 103 S blackhoof st. Wapakoneta, OH 45895. Board Member, Non-investment related, 1-20% time spent on activity during non-securities hrs. 5. Wayne Goshen Area Community Foundation, 17683 st rt 117. Waynesfield, OH 45896. Board Member, Non-investment related, 1-20% time spent on activity during non-securities hrs. 6. Home Saving Bank., since 1/2022, Board member, Director, Non-investment related, 1-10% time spent on activity during securities hrs. 7. Auglaize County Public Library. Non-Investment related. Charity or Non-Profit Organization. Director, Board Member. Start date: 01/01/2023. Non-investment related, 1-10% time spent on activity during non-securities hrs.

View on SEC IAPD

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