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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-06-11 |
| CA | RA | APPROVED | 2010-06-08 |
Branch Locations
604 Sutter Street, Suite 100, Folsom, CA 95630 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Granite Bay | CA | 06/2010 | Present |
1. 12/21/2012: CSF WEALTH MANAGEMENT INC. / NON-VARIABLE INSURANCE / Investment Related - At Reported Business Location(s) 2. 08/04/2014 - CSF WEALTH MANAGEMENT INC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Investment Related - At Reported Business Location(s) - Start Date 07/22/2014 - 8 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-06 |
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