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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-05-05 |
| SC | RA | APPROVED | 2007-07-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mount Pleasant | SC | 10/2006 | Present |
| Bank Of America, N.A. | Charleston | SC | 07/2011 | Present |
I*1068285 For profit or not for profit: Entity For Profit Name of outside business organization: PPA Enterprises LLC Investment related: N Address of business: Salt Lake City, Utah, 84158 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 11/12/2022 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Player in a pickleball tournament, Professional Pickleblall Tournaments. I may receive small compensation if I win matches.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-21 |
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