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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-26 |
Branch Locations
610 Commons Way Suite 4340, Bridgewater, NJ 08807 • United States
600 Old Country Road, Garden City, NY 11530-2045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Nations Federal Credit Union | New York | NY | 08/2016 | 08/2018 |
| Raymond James Financial Services, Inc. | New York | NY | 09/2016 | 04/2018 |
| Industrial Coverage | New York | NY | 02/2017 | 08/2018 |
| Crump | New York | NY | 02/2017 | 08/2018 |
| Raymond James Financial Services Advisors Inc. | New York | NY | 11/2017 | 04/2018 |
| Communityamerica Financial Solutions Llc | Lenexa | KS | 04/2018 | 08/2018 |
| Td Ameritrade, Inc. | Garden City | NY | 08/2018 | 05/2024 |
| Td Ameritrade Investment Management, Llc | Garden City | NY | 09/2018 | 09/2023 |
| Charles Schwab & Co., Inc. | Garden City | NY | 01/2022 | Present |
| Charles Schwab Bank, Ssb | Garden City | NY | 07/2022 | Present |
Name of Outside Business:QualReal llc; Investment Related:Yes; Address of Outside Business:Hempstead, NY; Nature of Outside Business:Rental Property; Position:owner; Start Date:8/1/2018; Hours per month: 20-40; Hours per month during securities trading hours: No; Description of Duties: Own commercial and residential rental property. Rent units, keep up property quality. collect rents Thia J|Investment Related:No|singer/songwriter|owner|2020-03-08|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0.000000|sing and write songs under Buddy Jones Music, LLC Buddy Jones Music LLC|Investment Related:No|Broadcasting/Music/Film|owner|2019-07-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0.000000|Make sure yearly or royalties wrong songs are correctly assigned to the company CEM Acquisitions LLC|Investment Related:No|Real Estate (Non-Agent/Broker)|own/member|2022-05-12|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Check records of accounting, reconcile accounts receivables and expenses every 30 days DemelerHair.com|Investment Related:No|Hair Products|owner|2023-12-01|Hours Per Month:Less than 20|HoursSpentduringSecurityTrading:0|sell hair products online and in mall locations via vending machine
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-09 |
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