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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

610 Commons Way Suite 4340, Bridgewater, NJ 08807 • United States

600 Old Country Road, Garden City, NY 11530-2045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Nations Federal Credit Union New York NY 08/2016 08/2018
Raymond James Financial Services, Inc. New York NY 09/2016 04/2018
Industrial Coverage New York NY 02/2017 08/2018
Crump New York NY 02/2017 08/2018
Raymond James Financial Services Advisors Inc. New York NY 11/2017 04/2018
Communityamerica Financial Solutions Llc Lenexa KS 04/2018 08/2018
Td Ameritrade, Inc. Garden City NY 08/2018 05/2024
Td Ameritrade Investment Management, Llc Garden City NY 09/2018 09/2023
Charles Schwab & Co., Inc. Garden City NY 01/2022 Present
Charles Schwab Bank, Ssb Garden City NY 07/2022 Present
  • 08/2016 → 08/2018
    United Nations Federal Credit Union
    New York, NY
  • 09/2016 → 04/2018
    Raymond James Financial Services, Inc.
    New York, NY
  • 02/2017 → 08/2018
    Industrial Coverage
    New York, NY
  • 02/2017 → 08/2018
    Crump
    New York, NY
  • 11/2017 → 04/2018
    New York, NY
  • 04/2018 → 08/2018
    Communityamerica Financial Solutions Llc
    Lenexa, KS
  • 08/2018 → 05/2024
    Td Ameritrade, Inc.
    Garden City, NY
  • 09/2018 → 09/2023
    Td Ameritrade Investment Management, Llc
    Garden City, NY
  • 01/2022 → Present
    Garden City, NY
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Garden City, NY
Previous Registrations
  • 2018-09-04 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Massapequa Park, NY
    Garden City, NY
    Garden City, NY
  • 2018-09-04 → 2022-10-14
    Td Ameritrade, Inc.
    Massapequa Park, NY
    Garden City, NY
    Garden City, NY
  • 2017-11-14 → 2018-05-01
    New York, NY
Other Businesses

Name of Outside Business:QualReal llc; Investment Related:Yes; Address of Outside Business:Hempstead, NY; Nature of Outside Business:Rental Property; Position:owner; Start Date:8/1/2018; Hours per month: 20-40; Hours per month during securities trading hours: No; Description of Duties: Own commercial and residential rental property. Rent units, keep up property quality. collect rents Thia J|Investment Related:No|singer/songwriter|owner|2020-03-08|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0.000000|sing and write songs under Buddy Jones Music, LLC Buddy Jones Music LLC|Investment Related:No|Broadcasting/Music/Film|owner|2019-07-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0.000000|Make sure yearly or royalties wrong songs are correctly assigned to the company CEM Acquisitions LLC|Investment Related:No|Real Estate (Non-Agent/Broker)|own/member|2022-05-12|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Check records of accounting, reconcile accounts receivables and expenses every 30 days DemelerHair.com|Investment Related:No|Hair Products|owner|2023-12-01|Hours Per Month:Less than 20|HoursSpentduringSecurityTrading:0|sell hair products online and in mall locations via vending machine

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-10
S63 Uniform Securities Agent State Law Examination 2015-09-09
  • S66 Uniform Combined State Law Examination
    2017-11-10
  • S63 Uniform Securities Agent State Law Examination
    2015-09-09
Other Names
  • Cynthia Monique Jones
  • Cynthia Monique Jones-Moore

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