Jo Ellen Kearny

Employer firm

Apex Capital Management, L.l.c. CRD 117059

$225M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2001 → Present
  Kearny Financial Services
  Baton Rouge, LA
• 09/2001 → Present
  Daigrepont & Brian, Apac
  Baton Rouge, LA
• 12/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 11/2021 → Present
  Apex Capital Management, L.L.C.(Dba: Kearny Financial)
  Lafayette, LA

Previous Registrations

• 2013-12-09 → 2021-12-31
  Cetera Advisors Llc
  Baton Rouge, LA
  Baton Rouge, LA
• 2005-09-26 → 2013-12-17
  Concourse Financial Group Securities, Inc.
  Baton Rouge, LA
  Baton Rouge, LA

Other Businesses

1. DBA: KEARNY FINANCIAL, INVESTMENT RELATED, Baton Rouge LA, ADVISORY DBA for Apex Capital Management, LLC., START November 2011, 40 HRS. PER WEEK - DURING TRADING HOURS, FINANCIAL ADVISOR 2. DAIGREPONT & BRIAN, APAC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, FULL SERVICE PUBLIC ACCOUNTING FIRM, START SEPTEMBER 2001, 20 HOURS PER WEEK - VARIES DURING TRADING HOURS, CERTIFIED PUBLIC ACCOUNTANT. 3. NAME OF OTHER BUSINESS: ANTON WILBERT FOUNDATION ; INVESTMENT RELATED: NO ; ADDRESS: 58020 BAYOU RD., PLAQUEMINE, LA 70764 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 11/2015 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETING AND CONFER ON GRANTS ;

Exams

• S66 Uniform Combined State Law Examination
  1999-12-13

Designations

• Personal Financial Specialist