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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-28 |
Branch Locations
2888 Loker Avenue East Ste 204, Carlsbad, CA 92010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 01/2015 | 09/2023 |
| Lpl Financial Llc | Carlsbad | CA | 09/2023 | Present |
1) 09/28/2023 - AARP / VITA free tax prep for seniors and low income households - Greeter - Solana Beach CA - Investment related - 20 Hours per month - Start date: 2/1/2024. 2) 09/28/2023 - AZCA FINANCIAL GROUP LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start date:8/31/2023 - 160 Hours per month. 8hrs during Trading 3. 09/03/2025 - Real Estate Rental - Home Based - Inv rel - Start date: 01/01/2026 - 3 Hours per month. 0hrs during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-29 |
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